This role involves working closely with cross-functional teams to ensure company-wide adherence to Australian financial regulations and mitigate potential compliance risks.
Key Responsibilities:
- Develop, implement, and oversee compliance programs, ensuring alignment with industry standards and regulations.
- Identify, assess, and manage compliance risks across all business operations, proactively addressing potential regulatory breaches.
- Conduct compliance training sessions for employees, promoting a strong culture of regulatory awareness.
- Work with internal stakeholders to develop and maintain risk mitigation strategies.
- Maintain strong relationships with ASIC, AFCA, and other regulatory bodies, staying up to date with legislative changes and industry best practices.
What We’re Looking For:
- Demonstrated experience in compliance, risk management, or regulatory roles within the financial services industry.
- Strong knowledge of Australian financial laws, including AFSL regulations, ASIC guidelines, and corporate governance best practices.
- Exceptional analytical, communication, and problem-solving skills.
- Ability to implement compliance initiatives that support business growth while maintaining full regulatory compliance.